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Manager – Compliance Advisory
Company | Avant |
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Location | Chicago, IL, USA |
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Salary | $100000 – $145000 |
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Type | Full-Time |
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Degrees | Bachelor’s |
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Experience Level | Senior, Expert or higher |
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Requirements
- Bachelor’s Degree or comparable experience required; JD/CRCM a plus
- 6+ years of financial services regulatory compliance experience working with credit products; fintech experience preferred
- Strong background in federal and state consumer finance laws
- Excellent communication skills
- Strong interpersonal, analytical, and problem-solving skills
- Highly proficient with Microsoft Excel, PowerPoint, and Word
Responsibilities
- Evaluate new business initiatives and participate in complex projects to identify potential compliance risk and develop mitigation strategies
- Actively engage in our Complaint Management and Issue Management programs, including risk assessment and remediation planning
- Respond to state regulatory exams and maintain Avant’s state licenses
- Monitor for regulatory changes and ensure compliance
- Build strong relationships across business units
- Develop in-depth knowledge of products, services, processes, and strategies
- Prepare formal reports for internal committees, management, Board of Directors, and external bank partners
- Take on additional projects as needed
Preferred Qualifications
- Promotes a culture of compliance through best practices and leading by example
- Aligns with Avant’s internal policies and values
- Demonstrates flexibility and adaptability in a dynamic environment
- Excels at building relationships across functions, business lines, and organizational levels