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Manager – Compliance Advisory

Manager – Compliance Advisory

CompanyAvant
LocationChicago, IL, USA
Salary$100000 – $145000
TypeFull-Time
DegreesBachelor’s
Experience LevelSenior, Expert or higher

Requirements

  • Bachelor’s Degree or comparable experience required; JD/CRCM a plus
  • 6+ years of financial services regulatory compliance experience working with credit products; fintech experience preferred
  • Strong background in federal and state consumer finance laws
  • Excellent communication skills
  • Strong interpersonal, analytical, and problem-solving skills
  • Highly proficient with Microsoft Excel, PowerPoint, and Word

Responsibilities

  • Evaluate new business initiatives and participate in complex projects to identify potential compliance risk and develop mitigation strategies
  • Actively engage in our Complaint Management and Issue Management programs, including risk assessment and remediation planning
  • Respond to state regulatory exams and maintain Avant’s state licenses
  • Monitor for regulatory changes and ensure compliance
  • Build strong relationships across business units
  • Develop in-depth knowledge of products, services, processes, and strategies
  • Prepare formal reports for internal committees, management, Board of Directors, and external bank partners
  • Take on additional projects as needed

Preferred Qualifications

  • Promotes a culture of compliance through best practices and leading by example
  • Aligns with Avant’s internal policies and values
  • Demonstrates flexibility and adaptability in a dynamic environment
  • Excels at building relationships across functions, business lines, and organizational levels