Senior Manager – AML Internal Audit
| Company | Royal Bank of Canada |
|---|---|
| Location | Toronto, ON, Canada |
| Salary | $Not Provided – $Not Provided |
| Type | Full-Time |
| Degrees | Bachelor’s, Master’s |
| Experience Level | Senior, Expert or higher |
Requirements
- Strong emotional intelligence, leadership and stakeholder management skills to motivate and deliver in a team engagement environment, prioritize client needs, whilst having the ability to multitask, prioritize and adapt to a fast changing environment.
- 7+ years of experience in risk management; AML, ATF and Sanctions compliance management; in a large financial institution, professional consulting/accounting firm or a compliance/regulatory environment.
- University degree (e.g. business, accounting, legal) and professional designation in financial crimes/AML (e.g. CAMS, CFCS).
- Excellent written and verbal communication skills, and demonstrated critical thinking.
- Knowledge of key AML/Sanctions compliance regulations (at minimum Canadian (PCMLTFA/R, OSFI, FINTRAC), US (BSA) and UK regulations in the financial services industry).
- Experience building, using and interpreting data extracts, data visualization and reporting (Tableau), and/or analytical skills.
Responsibilities
- Using a risk-based approach lead the end-to-end execution of enterprise level Financial Crimes and AML audit projects effectively and efficiently, while adding value and utilizing data analytics.
- Manage Audit’s coordination and validation of remediated Financial Crimes-related regulatory findings.
- Actively contribute to the development of continuous monitoring and continuous assurance using data analytics, and the development of Audit’s Financial Crimes and AML Center of Excellence.
- Work closely with regional and business platform audit teams in the capacity of a trusted advisor to ensure adequate and risk based coverage of Financial Crimes and AML risk in regional/platform audit projects.
- Proactively initiate discussions and solutions to new opportunities, challenges and approaches, and challenge status quo.
- Contribute to creating and maintaining a positive, collaborative, transparent and productive working environment within the CoE.
- Develop and maintain authentic, positive and productive working relationships with senior leaderships in Financial Crimes and AML and in Audit.
- Actively monitor and assess global Financial Crimes and AML compliance developments and emerging risks.
- Work efficiently in a hybrid working environment – remote (home)/office.
Preferred Qualifications
- Professional designation (e.g. accounting, audit, risk management certifications).
- Post-graduate degree (e.g. P. Eng., MSc – Data Science).
- Experience in a matrixed organization.
- Experience in an audit lead role.