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Risk Manager – Trade Support
| Company | Royal Bank of Canada |
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| Location | Minneapolis, MN, USA |
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| Salary | $65000 – $115000 |
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| Type | Full-Time |
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| Degrees | Bachelor’s |
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| Experience Level | Mid Level, Senior |
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Requirements
- 4-year degree from an accredited university or equivalent
- 3+ years prior securities, banking, technology industry and/or job specific related experience
- Series 7
- In-depth knowledge of data flow and regulatory requirements for the order management lifecycle
- Advanced problem identification, analytical and resolution skills required to support escalated issue resolution and/or oversight requirements associated with complex exception-based processes
Responsibilities
- Create and maintain department written supervisory procedures for high risk activities
- Work as department SME on process change and risk management projects
- Research and fix complex, trade-related issues in real-time
- Work with Sr. Managers to continue to streamline and simplify processes and keep documentation in order
- Cross train and act as a backup processor in times of higher volumes and/or PTO
- Represent Trade Support on firm initiatives as needed
- Review exceptions to standard processing to ensure overall compliance with regulations, firm policies, and accepted business practices.
Preferred Qualifications
- Ability to work effectively in situations involving rapid change, shifting priorities, and/or simultaneous demands
- Proven change leadership and change management skills
- Fully proficient with MS Office (Word, Excel, PowerPoint, and Outlook)
