Risk Compliance Audit Professional

Risk Compliance Audit Professional

Requirements

• Bachelor’s degree, or equivalent work experience
• Typically, more than six years of applicable experience
• Considerable knowledge of applicable laws, regulations, financial services, and regulatory trends that impact their assigned line of business
• Considerable understanding of the business line’s operations, products/services, systems, and associated risks/controls
• Thorough knowledge of Risk/Compliance/Audit competencies
• Strong analytical, process facilitation and project management skills
• Effective presentation, interpersonal, written and verbal communication skills
• Effective relationship building and negotiation skills
• Proficient computer navigation skills using a variety of software packages, including Microsoft Office applications and word processing, spreadsheets, databases, and presentations
• Applicable professional certifications
• Experience in reviewing a large amount of information, summarize, a make recommendation to senior management
• Strong analytical skills with critical thinking with the ability to summarize and report on findings, understanding how this data set affects other items
• Proficient in SQL Server- writing queries, pulling data, writing and updating
• Ad hoc reporting with findings that show the impact and present to leaders
• Collaborating with other LOB’s, time sensitive with a high level of accuracy
• Experience with R Studio

Responsibilities

• Create, implement, maintain, review or oversee an effective risk management framework
• Participate in projects and/or activities that ensure compliance with applicable federal, state, and local laws and regulations
• Identify gaps and inform solutions that minimize losses resulting from inadequate internal processes, systems or human errors
• Identify, respond and/or escalate risks as appropriate
• Serve as a functional liaison between the Line of Business and the Lines of Defense
• Forecast the financials for Retail Lease at End of Term
• Develop and maintain residual risk analyses which show trends of current vehicle performance compared to residuals that are set for future maturities
• Utilize industry data sources to ensure lease residuals are set correctly to avoid future losses and identify areas where residuals need to be adjusted to reflect expected market conditions
• Work directly with the senior management on proposals related to Leasing
• Create pro forma for proposals on new or existing products and develop reports that measure their performance

Preferred Qualifications

No preferred qualifications provided.