Senior Analyst – CUSO Financial Crimes Control Monitoring

Senior Analyst – CUSO Financial Crimes Control Monitoring

Requirements

• Experience in risk and compliance management, and/or risk and compliance testing practices, including a working knowledge of financial crime related program requirements relating to BSA, USA PATRIOT Act, OFAC, and FCPA.
• Experience developing, coordinating, and preparing management reporting.
• Ability to handle ambiguity in a professional manner.
• Demonstrated experience leading or contributing to compliance testing, assurance, or assessments with emphasis on program design, implementation, and execution preferred.
• Strong knowledge of risk management in financial institutions preferred.

Responsibilities

• Performs review and challenge of control assurance activities conducted using CUSO Financial Crimes (“FC”) subject matter expertise to ensure compliance with ICMP.
• Provide control assurance activity for regional BSA/AML Officer’s FC program controls, where appropriate.
• During the change management lifecycle for key controls, provide assessment of design and operating effectiveness in accordance with ICMP and ICMS.
• Provide reporting and evidence (upon demand) to regional BSA/AML Officers to enable their oversight of the internal control environment, including the RBC Target Operating Model.
• Provide effective performance management and coaching of staff and ensure employees understand RBC’s vision and values and demonstrate leadership behaviors.

Preferred Qualifications

• Demonstrated experience leading or contributing to compliance testing, assurance, or assessments with emphasis on program design, implementation, and execution preferred.
• Strong knowledge of risk management in financial institutions preferred.