VP Capital Markets RCSA

Strong knowledge of the Global Markets businesses and the current regulatory environment
Ability to collaborate and execute key program requirements in a complex matrixed organization
Ability to take ownership of issues and drive to a successful delivery or outcome, including both tactical and strategic solutions
Strong and recognized written and oral communication skills
Ability to work with ambiguity and to navigate a highly regulated environment

Work closely with business and functional stakeholders to facilitate a robust RCSA program, designed to identify, document and assess the risks and controls applicable to the business(es)
Build, enhance and maintain ‘Risk Registers’ for each business, with real-time input and assessment of residual risks
Work closely with ORE, Issue Management and Internal Controls teams to ensure in the assessment of residual risk
Work with Reporting team(s) to ensure all RCSA related reporting requirements are met, and meet regularly with business stakeholders to provide control environment updates
Foster, develop and maintain strong working relationships with senior functional partners and business management in order to adequately support the business
Maintain close working relationships with Senior Management, Desk Heads, Business Management and related functions
Proactively identify operational risk/control deficiencies in the business and assist in developing solutions / mitigating controls
Review and comply with Firm Policies applicable to your business activities
Promptly escalate operational risk events, control deficiencies and risks that you identify to your line manager and the relevant risk and control functions promptly
Support components of the Regulatory Compliance Management (RCM) assessment process, assisting with enhancements where opportunities exist

Demonstrates proven impact and influencing skills to engage cross-functional team members
Ability to navigate data challenges and remediate / implement solutions