Audit Manager – Risk Management – Finance – And Lending

Audit Manager – Risk Management – Finance – And Lending

Requirements

• Bachelor’s Degree in Finance, Accounting, Economics or a related field.
• 7 – 10 years of professional audit experience, with direct audit experience covering either financial (market, liquidity, model) risk or commercial banking (underwriting, credit analysis).
• Ability to interpret quantitative and qualitative data, formulate sound conclusions, and make consultative recommendations.
• Strong verbal and written communication skills; ability (and desire) to work in a small team environment.
• Strong project management and time management skills, ability to effectively balance competing priorities.
• Microsoft Office (Word and Excel) proficiency.

Responsibilities

• Effectively prepare a well-developed audit approach and document high quality work papers for credit and operational audits;
• Understand and document business systems / processes;
• Identify risks, assess mitigating controls, determine “root causes” and make recommendations to improve the control environment;
• Prepare audit report summarizing background of audit performed, audit scope, recommendations and audit conclusion;
• Prepare work papers documenting and supporting audit procedures, findings and results;
• Follow-up on open audit issues and their resolution;
• Participate in department-wide initiatives and perform other duties as assigned.

Preferred Qualifications

• Audit certification / credentials: CPA, CIA, etc.
• Technical subject matter knowledge in financial (market, liquidity, credit, model) risk, financial reporting (CECL, FP&A, funds transfer pricing) and / or commercial lending (credit underwriting).