Senior Compliance Director – Products and Funds
| Company | Vanguard |
|---|---|
| Location | Malvern, PA, USA |
| Salary | $Not Provided – $Not Provided |
| Type | Full-Time |
| Degrees | Bachelor’s |
| Experience Level | Senior, Expert or higher |
Requirements
- Minimum of eight years related work experience with at least five years in compliance, legal, risk, or a related role.
- Supervisory experience preferred.
- Undergraduate degree or equivalent combination of training and experience.
Responsibilities
- Lead strategic compliance consultation related to business initiatives and new product launches.
- Engage with business partners to assess, prioritize, and mitigate risks, requirements, and other considerations for new products.
- Determine and document/communicate key data and operational requirements of new product initiatives and fund implementations.
- Participate in governance activities related to product/fund development, implementation, and ongoing oversight.
- Hire, evaluate, and supervise crew.
- Provide strategic leadership to a team of compliance professionals.
- Lead the development of compliance policies and procedures and partner with business leaders to oversee the implementation of compliance standards and practices.
- Serve as a champion of compliance initiatives, remaining up-to-date on the regulatory landscape, internal projects/improvements, and industry best practices.
- Set standards and metrics for operational efficiency.
- Maintain an expert knowledge and awareness of the investment industry.
Preferred Qualifications
- Prior experience with private funds is a plus.