Operations Associate
| Company | Hennion & Walsh |
|---|---|
| Location | Parsippany-Troy Hills, NJ, USA |
| Salary | $Not Provided – $Not Provided |
| Type | Full-Time |
| Degrees | |
| Experience Level | Junior, Mid Level |
Requirements
- FINRA Series 99 or Series 24 license required
- Prior relevant experience with a Broker Dealer or Investment Advisor
- Working knowledge of FINRA, SEC and other regulatory rules and regulations
- Self-motivated, proactive and able to manage multiple priorities
- Strong attention to detail
- Strong communication and organizational skills
- Strong work ethic and hands-on approach
Responsibilities
- Responsible for the daily operational requests
- Assist with cashiering items, ACATs, extensions
- Assist supervisor with issues and trade errors
- Work with other departments to help implement efficiencies and process improvements
- Manage day to day workflow and meet department service levels goals
Preferred Qualifications
-
No preferred qualifications provided.