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AVP – Group Compliance Testing

AVP – Group Compliance Testing

CompanyArch Capital Group
LocationWashington, DC, USA, Raleigh, NC, USA, White Plains, NY, USA
Salary$148000 – $200000
TypeFull-Time
Degrees
Experience LevelSenior, Expert or higher

Requirements

  • 8+ years of compliance testing or internal audit experience in a public financial services organization with global operations
  • Excellent understanding of compliance monitoring and testing function
  • Experience leading/managing compliance testing or audits with strong project management skills
  • Excellent grasp of risk and control concepts
  • Strong analytical and problem-solving skills
  • Strong writing skills and ability to organize and synthesize information into written product
  • Excellent communication and interpersonal skills and ability to work across enterprise functions
  • Willingness and ability to adapt to new circumstances, information, and challenges and thrive in a fast-paced environment

Responsibilities

  • Develop and execute on the Global Compliance monitoring and testing program designed to evaluate the effectiveness of key compliance controls through routine and/or ad hoc monitoring and testing to ensure compliance with regulatory requirements, policies and procedures.
  • Develop and execute test plans and test scripts related to significant compliance risk categories including but not limited to, privacy, economic sanctions, antitrust, anti-corruption and records management.
  • Support the compliance testing initiatives at the business units and coordinate with Group efforts.
  • Review and complete documentation of scoping, risk and control identification, control evaluation and observations in testing and monitoring.
  • Analyze and identify trends across the organization and develop regular reporting of risk and control gaps.
  • Participate and contribute to the compliance risk assessment process by identifying relevant compliance risks and control gaps.

Preferred Qualifications

  • Familiarity with insurance, reinsurance and/or financial services industries; understanding of common compliance concepts across the globe
  • Ability to work independently and as part of a team
  • Strong organizational and time-management skills
  • Proficiency in compliance management, GRC or similar software and tools.
  • Thrives within a team environment
  • Experience working with MS Word, Excel, PowerPoint