Senior Audit Manager – Consumer Compliance

Senior Audit Manager – Consumer Compliance

Requirements

• 10+ years of experience in a related role
• BA/BS or equivalent
• Related certifications (CPA, ACA, CFA, CIA, CISA or similar) are a plus
• Specific subject matter expertise regarding consumer regulatory compliance
• Solid business understanding of consumer banking products and services, especially those associated with the Mortgage, Credit Cards, Retail and Unsecured Lending businesses
• Experience in managing teams and managing integrated internal audit and assurance delivery within a matrix reporting environment
• Effective negotiation skills
• Strong interpersonal skills for interfacing with all levels of internal and external audit and management

Responsibilities

• Manage a team of Internal Audit professionals, recruit staff, lead professional development, build effective teams and manage a budget
• Develops and executes a robust Audit Plan, by reviewable entity, for assigned businesses in accordance with Internal Audit standards, relevant government statutes and regulations and Citigroup and Citibank policies
• Delivers on time high quality audit reports, Internal Audit and Regulatory issue validation and (where appropriate, branch examinations, as well as business monitoring and governance committee reporting
• Directs complex audit activities for a component of a product line, function, or legal entity at the regional or country level including a portion of the audit annual plan
• Applies comprehensive expertise in one or more of the corporation’s businesses and leverages this knowledge into a leadership role in one or more teams
• Proactively advances integrated auditing concepts and use of technology
• Manages a complex and critical unit within Internal Audit, including a medium sized team of Internal Audit professionals
• Leads the professional development of Internal Audit staff
• Develops effective senior line management relationships and has a strong understanding of the businesses
• Applies an in-depth understanding of the inter-relationships of business and support units throughout the corporation and how they impact the overall control environment and the audit approach
• Uses excellent communication skills in order to influence a wide range of internal audiences
• Demonstrates strong judgment, political astuteness, and sensitivity to cultural diversity
• Participates in major business initiatives and pro-actively advises and assists the business on change initiatives
• Frequently involved in matters that require complex judgments and solutions based on sophisticated analytical thought
• Serves as lead reviewer for all types of reviews, including the most complex
• Reviews and approves Business Monitoring Quarterly Summaries

Preferred Qualifications

• Related certifications (CPA, ACA, CFA, CIA, CISA or similar) are a plus