AVP – Finance Regulatory Analyst

AVP – Finance Regulatory Analyst

Requirements

• 5-8+ years of relevant experience, within the financial services industry preferred.
• Excellent relational and communication skills.
• Advanced Microsoft Office skills.
• Understanding and application of project management methodologies across delivery life cycle.
• Self-motivated with the ability to make decisions in the absence of detailed instructions.
• Team player possessing an ability to work well with others in a fast-paced, high-energy environment, with demonstrated ability to work effectively across business units / functions to deliver results.

Responsibilities

• Contributes to the engagement and oversight of Citi’s Finance global regulatory agenda, including: Centrally coordinates Citi’s Finance global regulatory agenda to help manage and/or support on-site or remote exam management, ad-hoc meetings and information requests.
• Ensure standards are maintained and followed related to the management of regulatory interactions, including exam management, regulatory meetings and requests for information.
• Manages escalations related to regulatory related matters and/or deliverables and provides support to ensure proper awareness and communication to applicable stakeholders, including regulators and senior management as applicable.
• Supports key stakeholders in writing regulatory responses and coordinating feedback among internal stakeholder, ensuring clarity, consistency and accuracy.
• Works as part of a team to centrally manage regulatory engagement lifecycle from entry letter to remediation and issue closure.
• Provides key information into updates and newsletters that provide clear, concise and balanced updates to senior forums and Citi internal governance committees, on Citi Finance’s regulatory commitments and engagements.
• Coordinates across Citi Finance functions to develop cohesive and comprehensive responses to regulatory inquiries, on a timely basis.
• Works with teams to develop and implement best practices, and controls to manage Citi Finance’s regulatory deliverables, includes regulatory meetings, submissions, commitments, etc.
• Provides support related to execution efforts related to regulatory initiatives, and actively monitor change control, actions, risks, issues, and dependencies.
• Drives ongoing consistency and alignment to enterprise regulatory engagement standards, and coordinate deliverables across Finance business functions.
• Performs other duties and functions as assigned.
• Has the ability to operate with a limited level of direct supervision.
• Can exercise independence of judgement and autonomy.
• Appropriately assesses risk when business decisions are made, demonstrating particular consideration for the firm’s reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.

Preferred Qualifications

• 5-8+ years of relevant experience, within the financial services industry preferred.