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Compliance Surveillance Analyst
| Company | Virtu Financial |
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| Location | New York, NY, USA |
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| Salary | $125000 – $175000 |
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| Type | Full-Time |
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| Degrees | Bachelor’s |
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| Experience Level | Mid Level, Senior |
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Requirements
- Bachelor’s Degree or Commensurate Experience preferred however will consider other relevant experience.
- 2-6 years of experience with a financial services firm, Fin-Tech, regulator or commensurate experience.
- Strong working knowledge of broker-dealer regulation, including securities and commodities laws and SEC, CFTC, and SRO Rules.
- Experience analyzing trading activity across a variety of asset classes, such as equities, options, fixed income, currency, commodities, futures, fx, swaps, forwards, and cryptocurrencies.
- Strong communication and interpersonal skills.
- Self-starter and team player who is comfortable working in a fast-paced environment and a relatively flat organization.
Responsibilities
- Develop and perform surveillance and supervisory reviews across multiple subject matters.
- Coordinate and work with our inquiry team on related inquiries.
- Drive compliance innovation initiatives with a focus on greater automation, increased efficiency, and trend analysis.
- Coordinate with trading teams, technology, and other relevant stakeholders across the organization to escalate and remediate issues identified through the course of surveillance reviews.
Preferred Qualifications
- Familiarity with SQL, Python, or similar query and scripting languages is a plus.
