Equity Surveillance Analyst - Regulatory

Equity Surveillance Analyst – Regulatory

Minimum Years of Work Experience: 2+ years
Minimum Education Requirement: Bachelor’s degree required; economics, business, accounting, computer science, or finance (preferred)
Ability to work effectively and independently with all levels of management and staff
Must have written, analytical, and research skills and the ability to apply both quantitative and qualitative analysis
Strong attention to detail, organization, and effective communication skills, verbal and written
Highly proficient in MS Office suite products

Conduct surveillance by analyzing and compiling data of securities traded on the Cboe Exchanges to detect possible violations of Cboe and SEC rules and policies
Assist in the maintenance of internal policies and procedures related to the Cboe Surveillance Program
Stay apprised of industry concepts and events to contribute in the creation of new surveillance concepts, operational methodologies, and surveillance techniques that address the Regulatory program’s concerns
Collaborate with various Cboe teams, particularly the regulatory technology and investigation teams, to further enhance the Regulatory Program
Build and maintain an understanding of the Cboe Exchanges’ regulatory environment, relevant rules and regulations, technologies and systems, processes and operational methodologies, investigative and examination techniques
Actively participate in team projects, discussions and problem solving
Actively participate in training/continuing education opportunities and meetings
Performs other related duties as required or requested
Attendance at the workplace in a traditional office environment will be required at times